Greg Ruppert, Chief Regulatory Operations Officer at the Financial Industry Regulatory Authority (FINRA), recently shared ...

The Federal Trade Commission allegations against Uber, alleging deceptive billing and subscription cancellations, have ...

The 2025 year has been so rich with compliance stinkers, and rife with poor judgment, compliance missteps, outright ...

Concerns over competitors using AI pricing tools to fix prices have dominated antitrust discussions in the U.S. and EU.

The U.K.'s financial regulator has set up a live-testing environment so that firms can road-test their Artificial ...

European banks and financial institutions must prepare now for stringent new rules on third-party suppliers. A consultation ...

President Donald Trump has directed the Securities and Exchange Commission (SEC) to review-and remove-any SEC rules or ...

The U.K. Serious Fraud Office (SFO) has updated its guidance about how it evaluates corporate compliance programs when considering whether to prosecute or offer leniency to companies that have ...

President Donald Trump has issued an executive order aimed at dismantling the artificial intelligence (AI) laws of California, Colorado and three other states with comprehensive laws, saying that ...

Financial firms seeking guidance on AI, the threat of cyberattacks, market manipulation, or fraud targeting senior clients can turn to annual guidance issued by the Financial Industry Regulatory ...